Introduction - why was Compli created in the first place?
Seeing the enormity of regulations, amendments (in particular: the Regulation of the Minister of Development and Finance on the risk management system and the internal control system, the remuneration policy and the detailed conditions of internal capital assessment in banks and “Recommendation H”) that have recently entered into force on the financial market and which banks are required to implement, we have noticed a huge organisational challenge for those involved in the internal control system. Identification and maintenance of an up-to-date list of relevant processes, control mechanisms and specific objectives and making them available to all stakeholders, planning and monitoring of required verifications and tests, implementing recovery plans, cooperation between multiple organisational units, work with various final file formats are just some of the problems experienced by people involved in the internal control system. Many of these challenges can be addressed with an IT tool. That is why we created COMPLI. When developing our application, we wanted it to be as user-friendly as bank client systems are. We focused on making it intuitive, aesthetic and modern. The users are closely “guided”, they can easily find the information they need; the tasks are organised. No more having to analyse thousands of files, manually collect data or keep an eye on deadlines - with Compli you will achieve HARMONY OF COMPLIANCE.